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Terms

Name of the Trading Member of NSE/BSE :

PASHUPATI CAPITAL SERVICES PVT. LTD

Address & Tel. No. of the Main office of the Trading Member :

806, 8th floor, DLH park, near MTNL Exchange, S.V. road Goregaon (West) 400104 Tel. No:- 022 – 33645500 – 99

SEBI Registration No. of the trading member / Depository pariciipant :

INB 231097834 (NSE Capital Market)

INF 231097834 (NSE F & O Market)

INE 231097834 (NSE CD Market)

INB 011097830 (BSE Capital Market)

INF 011185735 (BSE F & O Market)

INE 261097834 (MCX – SX Market)

CDSL DP ID 12029600

BSE Investor Service Cell Tel. No :

022 22721233/34

Name, Designation & Tel. No. of the contact person in the Main office of the Trading Member :

PRASHANT TRIVEDI (MANAGER)

Tel No. :- 022 33645566

Mobile: No. :- 9167183718

Important Point To Be Noted By Constituents/Investors:

Please deal through only a SEBI Registered Trading Member / SEBI Registered Sub – Broker.

Please Sign a Member – Client agreement or Member – Sub Broker – Client agreement (as the case may be) before starting dealing.

Insist on a contract note for all dealing, directly from the Trading Member.

Make Payment by account payee Cheque / DD and make delivery of securities directiy in the name of Trading Member.

For further details on investor Rights and Obligations and other related issues, please refer to the investor Forum Section on the NSE website @ www.nse-india.com or the booklet ‘Guiding Light for Investors’, copy of which is available with the TM / Registered Sub-Broker.

Do's

Always deal with market intermediaries registered with SEBI / Exchanges.

Give clear and unambiguous instructions to your broker /a agent / depository participant.

Always insist on contract notes for all the transactions form the PASHUPATI CAPITAL SERVICES PVT. LTD. Within 24 hours of the trade execution. In case of doubt of the transactions, verify the genuineness of the same on the Exchange website www.bseindia.com

Always settle the dues through the normal banking channels with the market intermediaries.

Always make payment directly to the PASHUPATI CAPITAL SERVICES PVT. LTD.

Always give delivery of shares directly to the PASHUPATI CAPITAL SERVICES PVT. LTD.

Adopt trading / investment strategies commensurate with your risk bearing capacity as all investments carry risk, the degree of which varies according to the investment strategy adopted.

Always sign a Member-Client Agreement or the tripartite agreement with the trading member of BSE as the case may be.

Please carry out due-diligence before registering as client with any intermediary. Also, carefully read and understand the contents stated in the Risk Disclosure Document, which forms the part of client registration for dealing through intermediaries in the Stock Market.

Dont's

Don’t deal with unregistered brokers / sub-brokers, intermediaries.

Don’t leave the custody of your demat transaction slip book in the hands of any intermediary.

Don’t fall prey to promises of guaranteed returns.

Don’t blindly imitate investment decisions of others who may have profited from their investment deicisions.

Important Links

BSE | NSE | AMFI | SEBI | RBI

MSEI | MCX

SCORES

Hindi Website: BSE | SEBI | RBI

Important Documents

Money Laundering Guidlines

PMLA Policy

Internal Control Procedure

Risk Management

In-Active Client Policy

CSR Policy

Annual Return (MGT-7)

Quick Links

Disclaimer

Privacy Policy

Terms of Use

Investor Grievance

Investor Care

022-4034-5500

Email Login

"It has come to our notice that some unauthorized SMSes are being circulated in the name of Pashupati Capital Services Pvt. Ltd. (Pashupati Group) inducing clients to invest in scrips, not recommended by us. Pashupati Capital Services Pvt. Ltd. (Pashupati Group) does not send any unsolicited SMS. Investors are cautioned against such unauthorized SMSes/Emails from unknown sources and requested not to rely on such SMSes or emails. Clients are advised to verify the genuinity of the source before initiating any trades in the said scrips. Pashupati Capital Services Pvt. Ltd. (Pashupati Group) shall not be liable whatsoever for any losses incurred for trading done based on calls from such unauthorized sources." "Prevent unauthorised transactions in your account --> Update your mobile numbers/email IDs with your Stock Brokers and your Depository Participants. Receive information of your transactions directly from Exchange on your mobile/email at the end of the day . Also, receive alerts on your Registered Mobile for all debit and other important transactions in your demat account directly from NSDL/CDSL on the same day ...............Issued in the interest of investors.” "No need to issue cheques by investors while subscribing to IPO. Just write the bank account number and sign in the application form to authorise your bank to make payment in case of allotment. No worries for refund as the money remains in investor's account." "KYC is one time exercise while dealing in securities markets - once KYC is done through a SEBI registered intermediary (broker, DP, Mutual Fund etc.), you need not undergo the same process again when you approach another intermediary." We have not authorized any of our persons/associates to assure/commit any kind of Return on your Investments or profits on your tradings. We shall not be liable for any such promises.” "Prevent unauthorized transactions in your demat account -> update your mobile number and email address with your depository participant. Receive alerts on your registered mobile and email address for all debit and other important transactions in your demat account directly from cdsl on the same day" "Investors should be cautious about unsolicited emails and sms advising them to buy, sell or hold securities and trade only based on informed decisions. Investors are advised to invest after conducting an appropriate analysis of respective companies and not to follow unfounded rumours, tips etc, blindly. Further, you are also requested to share your knowledge or evidence of systemic wrongdoing, potential fraud or unethical behavior through the anonymous portal facility provided on the bse & nse website." "Stock brokers can accept securities as margin from clients only by way of pledge in the depository system w. E. F. September 1, 2020. update your mobile number & email id with your stock broker/depository participant and receive otp directly from the depository on your email id and/or mobile number to create a pledge. Pay 20% upfront margin of the transaction value to trade in cash market segment." "Investors may please refer to the exchange's frequently asked questions (faqs) issued vide circular reference nse/insp/45191 dated july 31, 2020, andnse/insp/45534 dated august 31, 2020 and other guidelines issued from time to time in this regard. Check your securities /mf/ bonds in the consolidated account statement issued by nsdl/cdsl every month"

SEBI Reg No: INZ000210436 (NSE-EQ, NSE-F&O, NSE-CDS, BSE-EQ, BSE-F&O, BSE-CDS, MCX-SX) | SEBI DP Reg No: IN-DP-591-2021

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